Compliance officer

Compliance has gained importance in recent years. Lawmakers have been enacting a growing number of local and global regulations with which organizations need to comply. Read more about why compliance is necessary

AS THE regulator for the securities industry, establishing regulatory compliance requires continuous vigilance and resources. Simultaneously, as our regulatory demands grow, companies need to have the resources in place to build compliance practices into their everyday frameworks and workflows. Our article last week focused on incorporating compliance measures into an organisation’s corporate governance structure, internal policies and procedures, industry best practices and training.

Chief compliance officers (CCOs) are in charge of planning, executing, and monitoring the systems to ensure that the organization complies with all applicable laws and regulations. It liberates general counsel (GC) to pursue a more strategic legal and risk-tolerance strategy.

The Department of Justice quietly posted on its website a document entitled “Evaluation of Compliance Programs”. It’s a very important work because

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Explore Compliance Officer resume examples to showcase your knowledge of regulations, risk assessment skills, and ability to implement compliance programs, helping your application impress hiring managers in financial institutions and highly regulated industries. Discover the key regulatory and analytical skills to include on a Compliance Officer resume to highlight your expertise. | compliance officer resume, regulatory affairs specialist resume, ethics and compliance manager resume

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Corporate and regulatory compliance training is not the most exciting topics for employees. Corporate compliance ensures your organization runs smoothly

Finding the right talent to fulfill the role of compliance officer, to deliver the auditing requirements for your business, can be a challenge. You need to find someone who has the right mix of aptitude, skills, qualifications – and more importantly, experience in your industry, to deliver assurance to your business, customers and regulators. To help you source the right compliance and audit management talent for your requirements this article shares the qualities you should be looking for…